Series 65 Test Prep Update 1 - Preparing for the Series 65 Exam

Series 65 Test Prep Update Number 1- Preparing for the Series 65. What is the Series 65 Exam? How to prep for the Series 65 Exam. Achievable Series 65 exam prep review.
The Series 65 exam was the first one created by NASAA to test the competency of individuals who wish to provide fee-based investment advisory services. It originally focused primarily on the Uniform Securities Act, NASAA amendments, and ethical practices in the securities industry. The fee to sit for the exam is $187.
Originally a 75-question exam that focused primarily on state securities laws (the Uniform Securities Act) and ethics, it became a 130-question competency exam with a time limit of 180 minutes. Like the Series 63 exam, this one has 10 experimental questions that are included in every test. The candidate must answer 94 of the 130 questions correctly (72%) to pass the exam.
In addition to questions about ethics, the exam includes questions on the subjects of economics, investment vehicles, investment strategies, analysis, and ethics.
The majority of those who take this exam are professionals in related fields within the financial services industry, such as accounting, who want to provide fee-only investment advice. This includes those who work for investment advisory firms and wish to become IARs. Securities professionals focused on the Series 7 don't typically take the Series 65. #TonyDenaro #Series65 #Achievable

RECOMMENDED:
1) Link to sign up for Achievable Test Prep: https://bit.ly/3nJeMjB
2) Topics covered on the Series 65 (from NASAA): https://www.nasaa.org/wp-content/uploads/2023/02/Series-65-Outline-June-2023.pdf
3) Tony's video Why I am Taking the Series 65 Exam (July 2024): https://youtu.be/RIozdMlqkN8
4) Tony's video on passing the SIE Exam: #TonyDenaro

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DISCLAIMER: Content, strategies and opinions on this channel are for entertainment purposes only. These are Tony's opinions, not specific investment or legal advice for you. Always do your own due diligence, read company filings and financial statements and seek a duly licensed professional for investment, tax or legal advice. Past performance is not a predictor of future results. This is not personalized but rather general educational and informational material.